China Construction Bank (Asia) Corporation Limited
September 7, 2019
Manage relationships with regulators such as HKMA and associations such as HKAB
Liaise and communicate with the HKMA and HKAB on a regular basis, in particular on any reporting requirements
Manage regulatory examinations, surveys and investigations
Provide general and regulatory compliance support for the bank
Provide compliance advisory service on pan-bank regulatory issues
Maintain and update compliance manuals and policies
Disseminate laws and regulations issued by regulators and coordinate gap analysis with business units
Work with relevant parties to analyze the potential impact of regulatory trends and developments to ensure compliance with any new regulatory changes
Work with group compliance to keep abreast of and adhere to the updated group policies and requirements
Handle compliance-related head office requests and/or reporting requirements
Handle ad-hoc projects as may from time to time be assigned by the Division/Team Head.
Prepare compliance reports for senior management review
Provide training to and promote compliance awareness among the associates
Provide advisory on corporate and commercial banking compliance and general compliance issues to businesses and management
Review customer communication materials/correspondence with regulatory bodies regarding corporate and commercial banking businesses and general compliance matters
Degree holder in Business, Accounting, Law or related disciplines
Minimum 5 years' working experience in regulatory field/ bank compliance with hands-on experience in providing compliance advice
Familiar with Banking Ordinance and relevant rules, codes and guidelines issues by HKMA and other regulators
Solid experience in general/regulatory compliance with experience dealing with regulators
Sound knowledge of the relevant laws and regulators pertinent to bank
Good interpersonal and communication skills to work with internal parties
People-oriented and a team player
Proficiency in both spoken and written English and Chinese (including Putonghua)
Please specify your current and expected package in your application for reference.
Applicants who are not contacted within 8 weeks may consider their applications unsuccessful and their personal data will be retained by the bank for a period up to two years.
All information provided by applicants will be used for recruitment purposes only and will be used strictly in accordance with the bank's personal data policies, a copy of which will be provided upon request.
Internal Number: 5972040
About China Construction Bank (Asia) Corporation Limited
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